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Knowledebase Tag: Board Jurisdictions
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A company has two offices in two different board jurisdictions. Principal broker A belongs to board A (where firm A is located) and principal broker B in the same company belongs to board B (where the firm’s branch office is located). A salesman who works in broker A’s office decides to hold primary membership in board B pursuant to the board of choice policies. Can broker B be automatically joined in any Code of Ethics complaint against the salesperson?
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